Stephen Robert Shaw

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 03/2019
  Foresters Financial Services
  Woburn, MA
• 02/2019 → Present
  Mass Mutual Life Insurance Company
  Wakefield, MA
• 02/2019 → Present
  Mml Investors Services
  Wakefield, MA

Other Businesses

NAME: ITRUST ADVISORS LLC INV REL: Y ADD: 301 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/25/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-11-21

Other Names

• Steve Robert Shaw