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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-04-16
TX RA APPROVED_RES 2006-07-11
  • MI RA
    APPROVED
    Since 2010-04-16
  • TX RA
    APPROVED_RES
    Since 2006-07-11

Branch Locations

121 S Second Ave, Alpena, MI 49707 • United States

515 W Fourteenth St, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Alpena MI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-18
S63 Uniform Securities Agent State Law Examination 2000-06-08
  • S65 Uniform Investment Adviser Law Examination
    2003-04-18
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08

View on SEC IAPD

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