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Rory Kyle Hartmann

Rfg Advisory, LLC

Vestavia Hills, AL

Brentwood, TN

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-05-25
TX RA APPROVED_RES 2021-05-24
  • TN RA
    APPROVED
    Since 2021-05-25
  • TX RA
    APPROVED_RES
    Since 2021-05-24

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

5110 Maryland Way, Suite 330, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc. Nashville TN 08/2012 05/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2011 05/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 05/2021
Rfg Advisory, Llc Dba Resolute Wealth Management Brentwood TN 05/2021 Present
Private Client Services Brentwood TN 06/2021 Present
  • 08/2012 → 05/2021
    Nashville, TN
  • 11/2011 → 05/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → 05/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2021 → Present
    Rfg Advisory, Llc Dba Resolute Wealth Management
    Brentwood, TN
  • 06/2021 → Present
    Private Client Services
    Brentwood, TN
Previous Registrations
Other Businesses

1) CRUMP - INSURANCE. 4135 NORTH FRONT STREET, HARRISBURG, PA 17110. INSURANCE. INSURANCE AGENT. 80 HRS/MO; 80 DURING TRADING HRS. 2) DIXON WELLS INSURANCE BROKERAGE FIRM. 2871 ACTON ROAD, SUITE 150, BIRMINGHAM, AL 35243. INSURANCE BROKERAGE FIRM. INSURANCE AGENT. 80 HRS/MO; 80 DURING TRADING HRS. 3) RESOLUTE WEALTH MANAGEMENT. 5110 MARYLAND WAY, SUITE 330, BRENTWOOD, TN 37027. RESOLUTE WEALTH MANAGEMENT- DBA FOR BROKERAGE, ADVISORY AND INSURANCE BUSINESS. 80 HRS/MO; 80 DURING TRADING HRS. 4) RFG ADVISORY, LLC. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. 160 HRS/MO; 160 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-01
  • S66 Uniform Combined State Law Examination
    2013-03-01
Designations

View on SEC IAPD

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