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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-18
NJ RA APPROVED 2018-10-18
  • TX RA
    APPROVED
    Since 2023-05-18
  • NJ RA
    APPROVED
    Since 2018-10-18

Branch Locations

713 W. Kennedy Blvd., Lakewood, NJ 08701 • United States

1559 Laguna Lane, Lakewood, NJ 08701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lakewood NJ 11/2011 10/2018
Mayco Financial Services Lakewood NJ 11/2011 Present
Lpl Financial Llc Lakewood NJ 10/2018 Present
  • 11/2011 → 10/2018
    Cadaret, Grant & Co., Inc.
    Lakewood, NJ
  • 11/2011 → Present
    Mayco Financial Services
    Lakewood, NJ
  • 10/2018 → Present
    Lakewood, NJ
Previous Registrations
  • 2012-05-30 → 2018-10-17
    Cadaret, Grant & Co., Inc.
    Lakewood, NJ
Other Businesses

1)10/17/18- Mayco Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Lakewood, NJ- start date 3/1/11- 100% 2)10/17/18- Real Estate Investment- Investor / partner - Inv. Related- Baltimore, MD -start date 6/2018- 2hrs/mth 3)10/17/18- Non-Variable Insurance- Agent for Life Health- Inv. Related- Lakewood, NJ- start date 1/01/2011- 25hrs/mth- 10% 4). 10/17/2018 - Mayco Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:01/01/2011 - 25 Hours Per Month/1 Hours During Trading - Time Spent: 10%. 5). 01/28/2019 - TYH Financial LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:12/26/2018. 6) 1/31/2022 - No Business Name - Investment Related - Toms River NJ 08755 - Real Estate Rental - Started 06/08/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 7) 1/31/2022 - No Business Name - Investment Related - Toms River NJ - Real Estate Rental - Started 08/24/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 8) 05/03/2022 - No Business Name - Investment Related - Lakewood NJ 08701. - Real Estate Rental - Start Date - 03/08/2022 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
  • S66 Uniform Combined State Law Examination
    2012-05-24
Designations

View on SEC IAPD

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