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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-02 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tucker Advisory Group | Littleton | CO | 02/2010 | 11/2016 |
| Hill & Hill Financial Llc | Chattanooga | TN | 08/2014 | 12/2016 |
| Brookstone Capital Management | Wheaton | IL | 10/2011 | 10/2017 |
| Lord And Richards | Englewood | CO | 12/2016 | 08/2023 |
| Ae Wealth Management, Llc | Topeka | KS | 11/2017 | 10/2023 |
| R&R Financial Advisors | Greenville | SC | 09/2023 | 09/2025 |
| Brookstone Wealth Advisors | Wheaton | IL | 11/2023 | 11/2025 |
| Ironwood Financial Group | Greenville | SC | 09/2023 | Present |
| Alphastar Capital Management | Greenville | SC | 12/2025 | Present |
1) The name of the other business: Ironwood Financial Group Whether the business is investment-related: Yes Address of the other business: Greenville, SC 29607 Nature of the other business: Insurance sales Position, title, or relationship with the other business: Partner/Advisor Start date of the relationship: 09/2025 Approximate number of hours/month devoted to the other business: 16 Number of hours devoted to the other business during securities trading hours: 16 Description of Duties: analyzing, managing, and recommending life insurance and fixed annuity products for our clients. 2.) Empower Law & Mediation, LLC. 3210 Pleasantburg #1023 Greenville, SC 29609. Consultant Reimbursement of marketing cost being paid back from law firm. Start date 01/1/25
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-19 |
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