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Christopher Ryan Whitley

Johnson Sterling, Inc.

Birmingham, AL

CRD 5994577

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Employer firm

Johnson Sterling, Inc. CRD 106379

$3.90B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Johnson Sterling, Inc.

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-03-31
  • AL RA
    APPROVED
    Since 2014-03-31

Branch Locations

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Sterling, Inc. Birmigham AL 03/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-15
  • S66 Uniform Combined State Law Examination
    2013-06-15

View on SEC IAPD

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