Andrew T Pudenz

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2017
  Ameriprise Financial Services, Inc.
  West Des Moines, IA
• 03/2017 → 06/2018
  Brokers International Financial Services, Llc.
  Urbandale, IA
• 06/2018 → 10/2021
  Voya Financial Advisors
  West Des Moines, IA
• 11/2021 → 06/2023
  Morgan Stanley
  West Des Moines, IA
• 06/2023 → Present
  Transamerica Financial Advisor
  Cedar Rapids,, IA
• 06/2023 → Present
  Wfgia
  Cedar Rapids, IA

Previous Registrations

• 2021-11-09 → 2023-06-26
  Morgan Stanley
  West Des Moines, IA
• 2018-07-05 → 2021-11-10
  Voya Financial Advisors, Inc.
  Windsor, CT
  Windsor, CT
  West Des Moines, IA
  West Des Moines, IA
• 2017-03-06 → 2018-06-18
  Integrity Alliance, Llc.
  Urbandale, IA
  Urbandale, IA
• 2013-01-04 → 2017-03-06
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Other Businesses

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Exams

• S66 Uniform Combined State Law Examination
  2013-01-03

Other Names

• Andrew Thomas Pudenz