Andrew T Pudenz

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-06-30

Branch Locations

Waukee, IA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	West Des Moines	IA	04/2012	03/2017
Brokers International Financial Services, Llc.	Urbandale	IA	03/2017	06/2018
Voya Financial Advisors	West Des Moines	IA	06/2018	10/2021
Morgan Stanley	West Des Moines	IA	11/2021	06/2023
Transamerica Financial Advisor	Cedar Rapids,	IA	06/2023	Present
Wfgia	Cedar Rapids	IA	06/2023	Present

04/2012 → 03/2017

Ameriprise Financial Services, Inc.

West Des Moines, IA
03/2017 → 06/2018

Brokers International Financial Services, Llc.

Urbandale, IA
06/2018 → 10/2021

Voya Financial Advisors

West Des Moines, IA
11/2021 → 06/2023

Morgan Stanley

West Des Moines, IA
06/2023 → Present

Transamerica Financial Advisor

Cedar Rapids,, IA
06/2023 → Present

Wfgia

Cedar Rapids, IA

2021-11-09 → 2023-06-26

Morgan Stanley

West Des Moines, IA
2018-07-05 → 2021-11-10

Voya Financial Advisors, Inc.

Windsor, CT

Windsor, CT

West Des Moines, IA

West Des Moines, IA
2017-03-06 → 2018-06-18

Integrity Alliance, Llc.

Urbandale, IA

Urbandale, IA
2013-01-04 → 2017-03-06

Ameriprise Financial Services, Llc

West Des Moines, IA

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-03

Other Firms