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Humberto Enrique Olivares

Wells Fargo Clearing Services, LLC

St. Louis, MO

Wayzata, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-21
WI RA APPROVED 2026-01-09
MN RA APPROVED 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • WI RA
    APPROVED
    Since 2026-01-09
  • MN RA
    APPROVED
    Since 2021-05-07

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Wayzata MN 01/2010 Present
Wells Fargo Advisors Llc Stillwater MN 10/2011 11/2016
Wells Fargo Clearing Services, Llc Stillwater MN 11/2016 04/2019
Wells Fargo Clearing Services Wayzata MN 02/2021 Present
  • 01/2010 → Present
    Wells Fargo Bank Na
    Wayzata, MN
  • 10/2011 → 11/2016
    Wells Fargo Advisors Llc
    Stillwater, MN
  • 11/2016 → 04/2019
    Wells Fargo Clearing Services, Llc
    Stillwater, MN
  • 02/2021 → Present
    Wells Fargo Clearing Services
    Wayzata, MN
Previous Registrations
Other Businesses

LA OPORTUNIDAD; NOT INV RELATED; MINNEAPOLIS, MN; TREASURER; 05/2025; 4 HOURS PER MONTH; 0 DURING TRADING; SUPPORT LATINO COMMUNITY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 2012-01-17
  • S66 Uniform Combined State Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    2012-01-17

View on SEC IAPD

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