Richard Charles Austin

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 02/2018
  Suntrust Investment Services, Inc.
  Roanoke, VA
• 09/2016 → 02/2018
  Suntrust Advisory Services
  Roanoke, VA
• 03/2018 → 07/2018
  Wells Fargo Clearing Services, Llc.
  Salem, VA
• 03/2018 → 07/2018
  Wells Fargo Bank Na
  Salem, VA
• 08/2018 → 09/2019
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2018 → 09/2019
  Suntrust Advisory Services, Inc
  Atlanta, GA
• 12/2019 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 09/2019 → 12/2019
  Unemployed
  Atlanta, GA
• 05/2020 → Present
  Suntrust Investment Services, Inc
  Atlanta, GA
• 05/2020 → Present
  Suntrust Advisory Services, Inc
  Atlanta, GA

Previous Registrations

• 2020-01-08 → 2020-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
• 2018-08-14 → 2019-09-23
  Truist Advisory Services, Inc.
  Roanoke, VA
  Roanoke, VA
  Lynchburg, VA
  Lynchburg, VA
  Roanoke, VA
• 2018-04-23 → 2018-08-07
  Wells Fargo Clearing Services, Llc
  Salem, VA
  Roanoke, VA
• 2016-09-27 → 2018-03-05
  Truist Advisory Services, Inc.
  Roanoke, VA
• 2015-10-16 → 2016-12-31
  Truist Investment Services, Inc.
  Roanoke, VA
• 2014-10-30 → 2015-10-02
  Bb&T Investment Services, Inc.
  Salem, VA
  Roanoke, VA
  Roanoke, VA
  Radford, VA
  Vinton, VA
  Buchanan, VA
  Charlotte, NC
  Huntington, WV
  Salem, VA
  Roanoke, VA
  Roanoke, VA
• 2013-03-22 → 2013-09-06
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Blacksburg, VA
  Christiansburg, VA
  Radford, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-21
• S63 Uniform Securities Agent State Law Examination
  2012-01-26

Other Names

• Richie Charles Austin
• Richard Austin
• Richie Austin