Nicholas Ernest Mock

Current Employers

Employment History

• 07/2013 → Present
  Berthel Fisher & Company, Planning Inc.
  Minot, ND
• 07/2015 → Present
  Berthel Fisher & Company Financial Services, Inc.
  Minot, ND

Previous Registrations

• 2012-03-19 → 2015-10-08
  Sutterfield Financial Group, Inc.
  Minot, ND
  Bartlesville, OK

Other Businesses

1. FREEDOM FINANCIAL GROUP LLC-Y-Bismarck, ND-DBA FOR FINANCIAL SERVICES-Financial Professional, COO-7/2013-160-160-CASE DESIGN AND ADVISING. Financial Services/Planning. 2. HALLETT FINANCIAL GROUP-Y-1131 WESTRAC DRIVE, STE 208, FARGO, ND 58103-INSURANCE BROKERAGE HOUSE-INSURANCE REP-7/2013-160-160-INSURANCE CONSULTING, LIFE, LONGTERM CARE, VARIABLE LIFE & ANNUITY SALES. 3. MAGIC CITY HOLDINGS, LLC-N-MINOT, ND 58703-BUILDING OWNER, RENTAL UNITS-OWNER/MANAGER-9/12/2014-20-0-OWNS BUILDING, RENTS PART OF BUILDING & WILL BE MOVING INTO THE OTHER PORTION IN FUTURE 4. JMN Roots LLC-N-Minot ND-Property Management-Manager-05/2021-5-2-Manage property, collect rent, pay expenses, property maintenance, obtain financing. 5. Rental House- N- Minot, ND- Rental property- Owner- 11/2023- 0- 0- Rent out house to tenant. 6. Freedom Financial Group - Jamestown, LLC- Y- Minot, ND- Financial services- COO- 01/2024- 20- 0- LLC created to segregate the Jamestown business for financial tracking purposes. 7. Ethica Solutions LLC- N- Glenburn, ND- Transportation- Investor- 08/2024- 5- 0- Company investor and business consultant. 8. Freedom Financial Group Bismarck, LLC- Y- Bismarck, ND- Financial services- Manager- 02/2019- 2- 0- LLC created to segregate the Bismarck business for financial tracking purposes.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-09-10
• S65 Uniform Investment Adviser Law Examination
  2012-03-05

Other Names

• Nick E Mock