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Miguel Angel Quinones

Raymond James & Associates, Inc.

Tucson, AZ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-28
  • AZ RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-28

Branch Locations

5285 East Williams Circle Suite 5500, Tucson, AZ 85711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Trail Securities, Llc New York NY 11/2016 02/2017
Summit Trail Advisors New York NY 08/2015 02/2017
Raymond James & Associates Tucson AZ 11/2017 Present
Unemployed Tucson AZ 02/2017 11/2017
  • 11/2016 → 02/2017
    Summit Trail Securities, Llc
    New York, NY
  • 08/2015 → 02/2017
    Summit Trail Advisors
    New York, NY
  • 11/2017 → Present
    Raymond James & Associates
    Tucson, AZ
  • 02/2017 → 11/2017
    Unemployed
    Tucson, AZ
Previous Registrations
  • 2010-11-12 → 2015-08-25
    Barclays Capital Inc.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-10
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S65 Uniform Investment Adviser Law Examination
    2010-11-10
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
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