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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-29 |
| MD | RA | APPROVED | 2026-05-29 |
Branch Locations
170 Jennifer Rd Ste 330, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Annapolis | MD | 05/2026 | Present |
| Edward Jones | Miami | FL | 11/2018 | 03/2019 |
| Pinch A Penny | Miami Shores | FL | 12/2011 | 06/2018 |
| Unemployed | Miami | FL | 06/2018 | 11/2018 |
| Treece Financial Group | Miami | FL | 03/2019 | 07/2019 |
| Unemployed | Miami | FL | 08/2019 | 12/2019 |
| Medix Staffing | Denver | CO | 01/2020 | 02/2020 |
| Tata Consultancy Services | Denver | CO | 01/2021 | 11/2021 |
| The Vanguard Group, Inc. | Plano | TX | 05/2023 | 12/2023 |
| Randstad Usa | Denver | CO | 01/2023 | 04/2023 |
| Unemployed | Denver | CO | 03/2020 | 12/2020 |
| Unemployed | Denver | CO | 12/2021 | 12/2022 |
| Riversource Distributors, Inc | Minneapolis | MN | 01/2024 | 02/2026 |
| Nationwide Investment Services Corporation | Columbus | OH | 04/2026 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
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