Benjamin Caruso

Current Employers

Employment History

• 09/2017 → 09/2017
  Mb Financial Bank
  Chicago, IL
• 05/2013 → 08/2017
  Cetera Investment Services
  St. Cloud, MN
• 01/2014 → 08/2017
  Cetera Investment Advisers Llc
  Chicago, IL
• 09/2017 → 04/2019
  Merrill Lynch
  Oak Brook, IL
• 02/2018 → 04/2019
  Bank Of America Na
  Oak Brook, IL
• 04/2019 → 07/2023
  Edward Jones
  St Louis, MO
• 09/2023 → Present
  Lpl Financial Llc
  Oak Park, IL
• 09/2023 → Present
  Highpoint Advisor Group, Llc
  Oak Park, IL

Previous Registrations

• 2019-05-30 → 2023-08-11
  Edward Jones
  Arlington Heights, IL
  Forest Park, IL
• 2017-10-27 → 2019-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 2014-01-21 → 2017-08-04
  Cetera Investment Advisers Llc
  Chicago, IL
  Chicago, IL
• 2013-05-30 → 2014-01-21
  Cetera Investment Services Llc
  Chicago, IL
  Chicago, IL
• 2012-02-14 → 2013-05-14
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Other Businesses

1) 09/2023 - Highpoint Planning Partners, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160 Hrs per month 2) 09/2023 - Non-Variable Insurance / Inv. Related / Downers Grove, IL / Start date 08/24/2023 - 4 Hrs per month - 5% Time Spent 3) 09/27/2023 - HighPoint Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/24/2023 - 160 Hours per Month/ 7 Hours During Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 08/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 03/03/2026 - Steadfast Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/27/2026 - 160 hours per month/ 80 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-02-10

Other Names

• Ben Caruso
• Benjamin P Caruso
• Benjamin Peter Caruso