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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
7115 Kalamazoo Ave Se Ste B, Caledonia, MI 49316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esi Financial | Caledonia | MI | 09/2011 | Present |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | Present |
| Anchor Wealth Advisers | Caledonia | MI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/30/2012 APPROX NUMBER OF HOURS PER WEEK: 2 APPROX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: ESI FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL CONSULTING FIRM START DATE: 11/30/2012 APPROX NUMBER OF HOURS PER WEEK: 40 APPROX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SALES 3. NAME OF OTHER BUSINESS: RONALD MCDONALD HOUSE OF WESTERN MICHIGAN; INVESTMENT RELATED: NO; ADDRESS: 1323 CEDAR ST NE GRAND RAPIDS MI 49503; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: FINANCE & INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET, HELP WITH LOWERING EXPENSES AND FUND RAISING IDEAS; 4. NAME OF OTHER BUSINESS: ANCHOR WEALTH ADVISERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: BYRON CENTER CHRISTIAN SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 8840 BYRON CENTER AVE BYRON CENTER, MI 49315; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FOUNDATION BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET, HELP WITH LOWERING EXPENSES AND FUND RAISING IDEAS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-04 |
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