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Nicholas R Vissichelli

Park Avenue Securities LLC

Port Jefferson Station, NY

CRD 5992736

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-01
NY RA APPROVED 2021-04-16
  • NC RA
    APPROVED
    Since 2024-02-01
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1075 Route 112, Port Jefferson Station, NY 11776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Jericho NY 11/2014 03/2018
Guardian Life Ins Jericho NY 11/2014 03/2018
Guardian Life Insurance Miller Place NY 03/2018 06/2019
Park Avenue Securities Miller Place NY 03/2018 06/2019
Guardian Life Insurance Port Jefferson Station NY 06/2019 Present
Park Avenue Securities Port Jefferson Station NY 06/2019 Present
  • 11/2014 → 03/2018
    Park Avenue Securities
    Jericho, NY
  • 11/2014 → 03/2018
    Guardian Life Ins
    Jericho, NY
  • 03/2018 → 06/2019
    Guardian Life Insurance
    Miller Place, NY
  • 03/2018 → 06/2019
    Park Avenue Securities
    Miller Place, NY
  • 06/2019 → Present
    Guardian Life Insurance
    Port Jefferson Station, NY
  • 06/2019 → Present
    Park Avenue Securities
    Port Jefferson Station, NY
Other Businesses

1) Insurance Sales-Insurance products sales other than those offered through Guardian and its subsidiaries, Start: 06/02/2015, Address: 1075 Route 112 Port Jefferson Station, NY 11776, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) McNamara Charity Golf Outing-Board member, Start: 01/01/2024, Address: 99 Quaker Meeting House Rd. Farmingdale, NY 11735, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-09
  • S63 Uniform Securities Agent State Law Examination
    2015-03-09
Other Names
  • Nicholas Vissichelli

View on SEC IAPD

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