Steven A Adams

Employer firm

Stonepath Wealth Management CRD 328977

$299M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• MODEL MANAGEMENT; CONSULTING FEES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 12/2023
  Cambridge Investment Reseach, Inc.
  Northport, MI
• 02/2015 → 12/2023
  Cambridge Investment Research Advisors, Inc.
  Northport, MI
• 01/2024 → Present
  Spwm Advisors Llc
  Northport, MI

Previous Registrations

• 2015-02-03 → 2023-12-31
  Cambridge Investment Research Advisors, Inc.
  Traverse City, MI
  Traverse City, MI
  Aplena, MI
  Traverse City, MI
• 2013-04-29 → 2014-09-30
  Edward Jones
  Suttons Bay, MI
• 2012-01-24 → 2013-03-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Traverse City, MI

Other Businesses

Name of other business; Stonepath insurance Agency LLC, Investment related; No, Address of other business; 134 W State St , Ste 200, Traverse City, MI. 49684, Nature of other business; Investment and insurance products, Position; Insurance agent, Start date; 11/01/2023, Hours per month: 10 hr/month, Hours during securities trading hours; 0, Duties relating to other business; Meet with prospects and clients to see if they have any insurance needs like Annuity products and or life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-20