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Sarah Michelle Simon

Ubs Financial Services Inc.

Washington, DC

Arlington, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-26
TX RA APPROVED_RES 2018-10-23
DC RA APPROVED 2013-10-22
  • VA RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED_RES
    Since 2018-10-23
  • DC RA
    APPROVED
    Since 2013-10-22

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 11/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-23
  • S66 Uniform Combined State Law Examination
    2013-09-23

View on SEC IAPD

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