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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-15 |
| CT | RA | APPROVED | 2023-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Flushing | NY | 06/2023 | 09/2023 |
| World Financial Group, Inc. | Flushing | NY | 04/2023 | 09/2023 |
| Unemployed | South Salem | NY | 08/2020 | 01/2021 |
| Unemployed | Ridgefield | CT | 02/2021 | 01/2023 |
| Sidoti Amp; Co | New York | NY | 07/2019 | 07/2020 |
| Unemployed | New York | NY | 01/2019 | 07/2019 |
| Novalta Capital Management | New York | NY | 11/2015 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 09/2023 | Present |
| Bank Of America N.A. | Southbury | CT | 10/2023 | Present |
I*1525273, Entity Type For Profit, Name of OBA: William Pitt Sotheby's International Realty Address: New Canaan, CT 06840 Investment Related: No Position, Title, Association: Real Estate Agent, Independent Contractor Employee Start Date: 02/2023 No Hours: 0 No Hours during trading: 0 Duties: None, William Pitt Sotheby's will hold my license to prevent if from expiring due to lack of brokerage sponsorship. However, no transaction is allowed. I have no responsibilities except for fulfilling continue education requirements to keep my license.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-12 |
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