Best Investors
Account
Sign in
Best Investors
Account
Sign in
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-06 |
| CO | RA | APPROVED | 2024-03-05 |
| MI | RA | APPROVED | 2024-03-04 |
| AZ | RA | APPROVED | 2024-03-01 |
| FL | RA | APPROVED | 2024-02-27 |
| ID | RA | APPROVED | 2024-02-12 |
| PA | RA | APPROVED | 2024-02-12 |
Branch Locations
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
8700 E Vista Bonita Drive Suite 240, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Phoenix | AZ | 10/2012 | 01/2018 |
| Private Advisor Group, Llc | Morristown | NJ | 10/2012 | 01/2018 |
| Sharpepoint, Llc | Phoenix | AZ | 01/2018 | Present |
| Brookstone Wealth Advisors | Wheaton | IL | 02/2024 | Present |
(1) 10/11/2012: REGAN & ASSOCIATES, LLC - Not Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 5% OF TIME SPENT - TAX CONDUIT. (2) 7/7/2014: PACIFIC LIFE - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 06/16/14 - 2 Hours Per Month During Securities Trading - Insurance Agent - INS TYPE: LIFE. (3) 10/9/2014: CAPITAL WEALTH INVESTMENTS - Investment Related - Home Based - Real Estate Rental - Started 09/01/2014 - 5 Hours Per Month/0 Hours During Securities Trading - OWNER. (4) 6/29/2015: SHARPEPOINT PRIVATE CLIENT GROUP - Investment Related - At Reported Business Location(s) - DBA FOR SHARPEPIONT, LLC; START 07/01/2015 - 160 Hours Per Month. (5) 11/30/2015 - SHARPEPOINT INSURANCE GROUP - Investment Related - Owner - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START 07/01/2015 - 4 Hours Per Month/1 Hour During Securities Trading - Insurance Agent with SharpePoint Insurance Group. (6) 11/15/2019 - LONGTERM CARE 4 VETERANS - ADVISOR- INVESTMENT RELATED - EDUCATE THE VETERAN AND ASSIST THEM WITH THE APPLICATION FOR THE VA AND APPROPRIATE ESTATE PLANNING TO MEET THE CREDENTIALS FOR APPLICATION AND APPROVAL OF THE VA BENEFIT - 85018 - 2019-11-01 - HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5 - HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 10 - PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-17 |
Reach out to this advisor