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David Patrick Harrington

Hillcrest Financial Group

Thousand Oaks, CA

CRD 5990750

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Employer firm

Hillcrest Financial Group CRD 317862

$568M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hillcrest Financial Group

515 Marin Street Suite 406, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-28
TX RA APPROVED 2022-02-28
  • CA RA
    APPROVED
    Since 2022-02-28
  • TX RA
    APPROVED
    Since 2022-02-28

Branch Locations

515 Marin Street Suite 406, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Thousand Oaks CA 11/2011 06/2020
Thrivent Financial For Lutherans Appleton WI 07/2012 06/2020
Thrivent Advisor Network, Llc Thousand Oaks CA 06/2020 02/2022
Purshe Kaplan Sterling Investments, Inc. Thousand Oaks CA 06/2020 02/2022
Hillcrest Financial Group Thousand Oaks CA 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2012-02-20
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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