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Inactive

David Patrick Harrington

Hillcrest Financial Group

Thousand Oaks, CA

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Current Employers
Hillcrest Financial Group

515 Marin Street Suite 406, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-28
TX RA APPROVED 2022-02-28
  • CA RA
    APPROVED
    Since 2022-02-28
  • TX RA
    APPROVED
    Since 2022-02-28

Branch Locations

515 Marin Street Suite 406, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Thousand Oaks CA 11/2011 06/2020
Thrivent Financial For Lutherans Appleton WI 07/2012 06/2020
Thrivent Advisor Network, Llc Thousand Oaks CA 06/2020 02/2022
Purshe Kaplan Sterling Investments, Inc. Thousand Oaks CA 06/2020 02/2022
Hillcrest Financial Group Thousand Oaks CA 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2012-02-20
Designations

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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