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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-27
AL RA APPROVED 2014-09-08
  • TX RA
    APPROVED
    Since 2016-07-27
  • AL RA
    APPROVED
    Since 2014-09-08

Branch Locations

31 Inverness Center Pkwy Ste 550, Birmingham, AL 35242 • United States

1400 Jack Warner Pkwy Ne Ste 5, Tuscaloosa, AL 35404 • United States

Vestavia Hills, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 08/2014 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Other Businesses

Board of Directors; VESTAVIA HILLS YOUTH FOOTBALL Board; Treasurer; 1973 Merryvale Rd, , Vestavia Hills, AL, 35216; Investment-Related; 11/30/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; ADP; There is no position.; We use ADP as our payroll company from an LLC (P1522).; 31 Inverness Center Pkwy, Ste 550, Birmingham, AL, 35242; Investment-Related; 03/27/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S66 Uniform Combined State Law Examination
    2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09

View on SEC IAPD

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