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5680 Greenwood Plaza Blvd Suite 120, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-06 |
Branch Locations
2390 E Camelback Rd Suite 130, Phoenix, AZ 85016 • United States
5680 Greenwood Plaza Blvd Suite 120, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Phoenix | AZ | 07/2015 | 04/2024 |
| Focused Alpha, Llc | Phoenix | AZ | 04/2024 | Present |
NAME OF OTHER BUSINESS: 1224 N Treat Ave Tucson, AZ 85716 / INVESTMENT RELATED?: Yes / ADDRESS: 1224 N Treat Ave Tucson, AZ 85716 / NATURE OF THE BUSINESS: Real Estate / POSITION: Owner / DUTIES: Landlord / START DATE: 8-19-2022 / HOURS DEVOTED TO BUSINESS: 2) Name and Address: 1424 E Broadmor Dr Tempe, AZ 85282 Tempe AZ United States 85282./ Investment Related; No./ Nature; Rental property./ Role: Proprietor / owner./ Duty: Rental property manager../ Start Date: 5/10/2023./ Hours Devoted: Yes./ Time Required: Yes. 3) ON THE LAKE RV RESORT RV PARK SINCE 03/2022 NOT INVESTMENT RELATED 4) LAFITTE'S HIDEOUT RV PARK RV PARK SINCE 02/2021 NOT INVESTMENT RELATED 5) BIG CHIEF RV & CABIN RESORT RV PARK SINCE 08/2021 NOT INVESTMENT RELATED 6) INSURANCE LICENSED LIFE AND HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-17 |
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