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Catherine R. Henry

Ubs Financial Services Inc.

Portland, OR

Portland, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-08
  • MI RA
    APPROVED
    Since 2017-06-08

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Troy MI 10/2011 11/2016
Unemployed Unemployed MI 12/2016 04/2017
Ubs Financial Services Portland OR 05/2017 Present
  • 10/2011 → 11/2016
    Ubs Financial Services Inc.
    Troy, MI
  • 12/2016 → 04/2017
    Unemployed
    Unemployed, MI
  • 05/2017 → Present
    Ubs Financial Services
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
  • S66 Uniform Combined State Law Examination
    2015-04-27
Designations
Other Names
  • Catherine Pesta
  • Catherine Rose Pesta

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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