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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-28
CO RA APPROVED 2012-05-11
  • TX RA
    APPROVED_RES
    Since 2018-06-28
  • CO RA
    APPROVED
    Since 2012-05-11

Branch Locations

1137 E South Boulder Rd, Louisville, CO 80027 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Longmont CA 10/2011 11/2016
Wells Fargo Bank Na Longmont CO 05/1988 Present
Wells Fargo Clearing Services, Llc Longmont CA 11/2016 Present
  • 10/2011 → 11/2016
    Wells Fargo Advisors Llc
    Longmont, CA
  • 05/1988 → Present
    Wells Fargo Bank Na
    Longmont, CO
  • 11/2016 → Present
    Longmont, CA
Other Businesses

GRIZZLY GASOLINE & CONVENIENCE STORE INC, NOT INV RELATED, BOULDER CO, 51% OWNER, START: 9/2003, 0 HOURS PER MONTH, DUTIES: NONE PARS BENZINE, LLC, NOT INVT RELATED, BOULDER, CO, 51% OWNERSHIP, START DATE 9/1/2003, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, JUST MEMBER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-08
  • S66 Uniform Combined State Law Examination
    2012-05-08

View on SEC IAPD

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