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Alex Katz

Wells Fargo Clearing Services, LLC

Great Neck, NY

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-05
TX RA APPROVED 2026-01-05
  • NY RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-05

Branch Locations

20 Great Neck Rd, Great Neck, NY 11021 • United States

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 10/2014 10/2020
Jp Morgan Securities Llc New York NY 11/2014 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jericho NY 08/2022 01/2026
Unemployed Forest Hills NY 11/2020 07/2022
Bank Of America, N.A. Jericho NY 12/2022 01/2026
Wells Fargo Clearing Services, Llc Melville NY 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S63 Uniform Securities Agent State Law Examination 2012-06-22
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-22

View on SEC IAPD

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