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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-07-14 |
| KY | RA | APPROVED | 2014-02-11 |
Branch Locations
8003 Preston Highway, Louisville, KY 40219 • United States
Lebanon Junction, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Louisville | KY | 01/2014 | Present |
Felts Family Foundation - Shepherdsville, KY 40165 - Founder - charitable organization - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------- The Felts Family LLC - Lebanon Junction, KY 40150 - owner - restaurant & rental properties - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------ Rental property - 4916 Lagoona Drive Louisville, KY 40219 - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-29 |
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