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Mma Securities LLC CRD 44254
10,839 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-12-20 |
Branch Locations
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Manangement | Minneapolis | MN | 11/2011 | 02/2017 |
| Lpl Financial, Llc | Minneapolis | MN | 02/2017 | 11/2023 |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2017 | 10/2021 |
| Hays Financial Group, Llc | Minneapolis | MN | 10/2021 | 10/2023 |
| Marsh Mclennan Agency | Minneapolis | MN | 11/2023 | Present |
| Mma Securities Llc | Minneapolis | MN | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-27 |
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