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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-17
WA RA APPROVED 2020-08-17
  • TX RA
    APPROVED
    Since 2020-08-17
  • WA RA
    APPROVED
    Since 2020-08-17

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 08/2020
Rbc Capital Markets, Llc Seattle WA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-12
  • S66 Uniform Combined State Law Examination
    2012-03-12
Other Names
  • Nic Crosta

View on SEC IAPD

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