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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-14 |
| OH | RA | APPROVED | 2026-07-10 |
| MA | RA | APPROVED | 2026-02-27 |
| FL | RA | APPROVED | 2025-11-12 |
| WA | RA | APPROVED | 2025-09-08 |
| NC | RA | APPROVED | 2025-08-15 |
| VA | RA | APPROVED | 2025-07-30 |
| AR | RA | APPROVED | 2024-12-04 |
| TX | RA | APPROVED_RES | 2024-05-14 |
| NY | RA | APPROVED | 2021-07-29 |
| CO | RA | APPROVED | 2020-10-14 |
| CA | RA | APPROVED | 2019-07-01 |
| NV | RA | APPROVED | 2018-11-27 |
| NM | RA | APPROVED | 2018-09-21 |
| AZ | RA | APPROVED | 2018-08-31 |
| MN | RA | APPROVED | 2018-08-29 |
Branch Locations
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
1 S. Church Avenue Suite #2130, Tucson, AZ 85701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Tucson | AZ | 02/2010 | 08/2018 |
| Wells Fargo Advisors, Llc | Tucson | AZ | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 08/2018 |
| Centaurus Financial, Inc. | Anaheim | CA | 08/2018 | Present |
1. The River 5 LLC, non-investment related, 1640 E. River Road, Suite #208, Tucson, AZ 85718, The River 5 LLC owns the building our office is housed in and Catalina Wealth Management Pays rent to The River 5 LLC to rent the office space, member, since 4/29/2019, devoted time is one hour a month, ensuring rent was paid from Catalina Wealth Management. 2. ELEVATE WEALTH MANAGEMENT LLC POSITION: Member NATURE: DBA for marketing and branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2022 ADDRESS: 1 South Church Ave., Suite #2130, Tucson AZ 85701, United States DESCRIPTION: DBA for marketing and branding purposes 3. DMSS LLC POSITION: member NATURE: DBA for marketing and branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2022 ADDRESS: 1 South church Ave., suite #2130, Tucson AZ 85701, United States DESCRIPTION: DBA for marketing and branding purposes 4. ELEVATE TAX SERVICES LLC POSITION: Owner NATURE: Tax Preparation and bookkeeping for individuals and business owners INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2023 ADDRESS: 1 South Church Ave. Suite #2130, Tucson AZ 85701, United States DESCRIPTION: DBA for marketing and branding purposes 5. ELEVATE ESTATE PLANNING LLC POSITION: Owner NATURE: Legal document preparation, mostly LLCs and Trusts INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2023 ADDRESS: 1 South Church Ave. Suite #2130, Tucson AZ 85701, United States DESCRIPTION: For marketing & branding purposes 6. ELEVATE INSURANCE GROUP LLC POSITION: Owner NATURE: DBA for marketing purposes and the sale of Term Insurance, Long Term Care and fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2023 ADDRESS: 1 South Church Ave. Suite #2130, Tucson AZ 85701, United States DESCRIPTION: DBA for marketing and branding Purposes 7. MODERN 401K POSITION: President NATURE: DBA & remaining ownership related to a previous business partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2021 ADDRESS: 1640 E River Rd., Suite #208, Tucson AZ 85718, United States DESCRIPTION: DBA & remaining ownership related to a previous business partnership 8. MODERN INSURANCE POSITION: President NATURE: DBA & remaining ownership related to a previous business partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2021 ADDRESS: 1640 E River Rd., Suite #208, Tucson AZ 85718, United States DESCRIPTION: DBA & remaining ownership related to a previous business partnership 9. MODERN WEALTH MANAGEMENT LLC POSITION: member NATURE: DBA & remaining ownership related to a previous business partnership INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2020 ADDRESS: 1640 E River Rd., Suite #208, Tucson AZ 85718, United States DESCRIPTION: DBA & remaining ownership related to a previous business partnership 10. ELITE PRODUCTIONS POSITION: Member NATURE: Minority owner in a video production company that provides production services to local businesses. I am not part of the face of the company or brand, passive owner INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2025 ADDRESS: 1 S. Church Ave STE 2130, Tucson AZ 85701, United States DESCRIPTION: passive, 2-3 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-16 |
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