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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-19 |
| FL | RA | APPROVED | 2025-03-06 |
Branch Locations
20011 Oakflower Ave, Tampa, FL 33647 • United States
3000 Bayport Drive Suite 1100, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Tampa | FL | 03/2020 | Present |
| Book - Cash Slow 2 Cash Flow: Demystifying The World Of Personal | Wesley Chapel | FL | 10/2016 | 10/2016 |
| Transamerica Financial Advisors, Inc | Tampa | FL | 12/2016 | 09/2018 |
| World Financial Group, Inc. | Tampa | FL | 11/2015 | 09/2018 |
| Llwp Wealth Partners, Inc. | Wesley Chapel | FL | 01/2000 | 12/2016 |
| Massmutual | Tampa | FL | 08/2018 | 04/2020 |
| Mml Investors Services | Tampa | FL | 09/2018 | 04/2020 |
| Nylife Securities Llc | Tampa | FL | 06/2020 | Present |
| Compass Financial Pathways Llc | Tampa | FL | 09/2020 | Present |
| Eagle Strategies Llc | Tampa | FL | 02/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 18307 ELMHURST LANE TAMPA, FL 33647; Commissions; Start 04/2019; 10 hours per month, 10 during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF COMPASS FINANCIAL PATHWAYS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TAMPA, FL; START DATE: 09/2020][The Institute for Generational Healing; nonprofit organization being founded to advance generational healing in communities of color through culturally grounded research, accessible education and transformative community based healing experiences; 20011 Oakflower Ave Tampa FL 33647; Start Date 03/2026; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; treasurer]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-09 |
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