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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
NJ RA APPROVED 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • NJ RA
    APPROVED
    Since 2026-03-03

Branch Locations

395 Route 70 W, Lakewood, NJ 08701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Mortgage Corp Lincroft NJ 11/2012 05/2025
Tfs Securities, Inc. Lincroft NJ 02/2023 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakewood NJ 01/2026 Present
Jalinski Advisor Group Toms River NJ 05/2025 10/2025
Bank Of America, N.A. Lakewood NJ 03/2026 Present
  • 11/2012 → 05/2025
    Tfs Mortgage Corp
    Lincroft, NJ
  • 02/2023 → 06/2025
    Tfs Securities, Inc.
    Lincroft, NJ
  • 01/2026 → Present
    Lakewood, NJ
  • 05/2025 → 10/2025
    Jalinski Advisor Group
    Toms River, NJ
  • 03/2026 → Present
    Bank Of America, N.A.
    Lakewood, NJ
Previous Registrations
Other Businesses

I*3678277Entity Type: Name of OBA: Rental Property 1Address: Levittown, Pennsylvania, 19055Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 06/22/2015Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: I*3679277Entity Type: Entity For ProfitName of OBA: Unbroken Platform LLCAddress: Toms River, New JerseyInvestment Related: NoPosition, Title, Association: Officer,OwnerEmployee Start Date: 11/26/2024Number of Hours: 2, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Promoting health and fitness events. The focus is to motivate, teach and coach all aspects of health and fitness highlighting individuals who use health and fitness to become the best version of themselves as they share their past struggles they overcame. The platform is shared on various social media platforms. As the sole owner. I handle all aspects of promoting shows and inspirational interviews for the platform. I*4099279, Entity Type: Entity For Profit, Name of OBA: True Colors Custom Painting and Mouldings Corporation, Address: Toms River, New Jersey, 08753, Investment Related: N, Position, Title, Association: Officer, Owner, Employee Start Date: 02/07/2011, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None as it is non active, Painting and woodwork installation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
  • S66 Uniform Combined State Law Examination
    2025-03-17
Other Names
  • Richard Edward Widmer

View on SEC IAPD

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