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James Raoul Gura

Stonebridge Financial Group, LLC

St. Louis, MO

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Current Employers
Stonebridge Financial Group, Llc

3770 South Lindbergh Boulevard, Suite 102, St. Louis, MO 63127 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-15
MO RA APPROVED 2025-09-30
  • TX RA
    APPROVED_RES
    Since 2025-12-15
  • MO RA
    APPROVED
    Since 2025-09-30

Branch Locations

3770 South Lindbergh Boulevard, Suite 102, St. Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. St Louis MO 09/2013 11/2018
Commonwealth Financial Network San Diego CA 11/2018 09/2025
Stonebridge Financial Group, Llc St. Louis MO 11/2018 Present
Stonebridge Financial Group, Llc St. Louis MO 09/2025 Present
Previous Registrations
Other Businesses

1. Licensed insurance professional; Same Address; Not investment-related; less than 10% of time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-14
  • S66 Uniform Combined State Law Examination
    2011-12-14
Other Names
  • James Gura

View on SEC IAPD

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