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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Austin | TX | 04/2013 | Present |
| Wempe Enterprises Llc | Indian Shores | FL | 05/2025 | Present |
Entity Name: Wempe Enterprises LLC Investment related: No "Address: 18650 Gulf Blvd # 405 Indian Shores, FL 33785" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/27/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential investment prop.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-01 |
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