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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-10-21
PA RA APPROVED 2022-06-22
TX RA APPROVED 2022-06-22
  • MI RA
    APPROVED
    Since 2022-10-21
  • PA RA
    APPROVED
    Since 2022-06-22
  • TX RA
    APPROVED
    Since 2022-06-22

Branch Locations

Mckees Rocks, PA • United States

800 Cranberry Woods Drive Suite 200, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sewickley PA 08/2014 06/2022
Raymond James & Associates, Inc Cranberry Township PA 06/2022 Present
Previous Registrations
Other Businesses

Fiduciary Activities; Named or act in fiduciary capacity; such as attorney-in-fact, trustee, conservator, executor or personal representative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-31
  • S66 Uniform Combined State Law Examination
    2000-05-31
Other Names
  • Miguel Angel Gonzalez

View on SEC IAPD

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