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Christopher Grimes Ernst

Raymond James Financial Services Advisors, Inc

Saint Louis, MO

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-23
MO RA APPROVED 2017-10-19
  • TX RA
    APPROVED_RES
    Since 2022-08-23
  • MO RA
    APPROVED
    Since 2017-10-19

Branch Locations

11600 Manchester Road Suite 201, Saint Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Ladue MO 03/2012 10/2017
Raymond James Financial Services, Inc St. Louis MO 10/2017 Present
Raymond James Financial Services Advisors Inc. Saint Louis MO 10/2017 Present
Www.hAkeinvestmentgroup.cOm St. Louis MO 10/2021 Present
  • 03/2012 → 10/2017
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Ladue, MO
  • 10/2017 → Present
    Raymond James Financial Services, Inc
    St. Louis, MO
  • 10/2017 → Present
    Raymond James Financial Services Advisors Inc.
    Saint Louis, MO
  • 10/2021 → Present
    Www.hAkeinvestmentgroup.cOm
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-03
S63 Uniform Securities Agent State Law Examination 2012-02-23
  • S65 Uniform Investment Adviser Law Examination
    2012-05-03
  • S63 Uniform Securities Agent State Law Examination
    2012-02-23
Other Names
  • Chris Grimes Ernst

View on SEC IAPD

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Other Offices

&PARTNERS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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