Christopher Grimes Ernst

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 10/2017
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Ladue, MO
• 10/2017 → Present
  Raymond James Financial Services, Inc
  St. Louis, MO
• 10/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Saint Louis, MO
• 10/2021 → Present
  Www.hAkeinvestmentgroup.cOm
  St. Louis, MO

Previous Registrations

• 2012-05-04 → 2017-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Creve Coeur, MO
  Frontenac, MO
  Chesterfield, MO
  Frontenac, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-03
• S63 Uniform Securities Agent State Law Examination
  2012-02-23

Other Names

• Chris Grimes Ernst