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Scott Tarkington

Wells Fargo Clearing Services, LLC

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-23
MI RA APPROVED 2024-04-18
TX RA APPROVED 2024-04-18
  • AL RA
    APPROVED
    Since 2024-04-23
  • MI RA
    APPROVED
    Since 2024-04-18
  • TX RA
    APPROVED
    Since 2024-04-18

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Bloomfield MI 09/2017 04/2024
Wells Fargo Clearing Services, Llc Birmingham MI 04/2024 Present
Jp Morgan Securities Llc Bloomfield Hills MI 03/2014 09/2017
Previous Registrations
  • 2017-08-31 → 2024-04-19
    J.P. Morgan Securities Llc
    Rochester Hills, MI
    Bloomfield Hills, MI
    West Bloomfield, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-23
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2017-08-23
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Scott Tarkington
  • Scott Bryon Tarkington
  • Scott Byron Tarkington

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RISK PARADIGM GROUP, LLC
INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI
ROCKEFELLER FINANCIAL LLC

Other Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH
Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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