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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-23
TX RA APPROVED 2021-04-21
  • NJ RA
    APPROVED
    Since 2021-06-23
  • TX RA
    APPROVED
    Since 2021-04-21

Branch Locations

20 Great Neck Rd, Great Neck, NY 11021 • United States

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 11/2015 Present
Wells Fargo Advisors, Llc New York NY 11/2015 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 11/2015 → Present
    Wells Fargo Bank, Na
    New York, NY
  • 11/2015 → 11/2016
    Wells Fargo Advisors, Llc
    New York, NY
  • 11/2016 → Present
    New York, NY
Other Businesses

DOORDASH, NOT INVT RELATED, SAN FRANCISCO, CA, DRIVER, START DATE 5/10/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, DELLIVER FOOD ORDERS TO CUSTOMERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-02
S63 Uniform Securities Agent State Law Examination 2012-12-12
  • S66 Uniform Combined State Law Examination
    2021-01-02
  • S63 Uniform Securities Agent State Law Examination
    2012-12-12

View on SEC IAPD

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