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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-05
NY RA APPROVED 2023-03-27
  • TX RA
    APPROVED
    Since 2023-09-05
  • NY RA
    APPROVED
    Since 2023-03-27

Branch Locations

122 N Main St, Port Chester, NY 10573 • United States

64 North Broadway, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Tarrytown NY 04/2008 Present
J.P. Morgan Securities Llc Tarrytown NY 10/2012 Present
Gen Z Llc Hollow NY 11/2019 Present
  • 04/2008 → Present
    Jpmorgan Chase Bank, N.A.
    Tarrytown, NY
  • 10/2012 → Present
    Tarrytown, NY
  • 11/2019 → Present
    Gen Z Llc
    Hollow, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CAROLIN ALMONTE DBA J HOME IMPROVEMNT POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/31/2019 ADDRESS: 12G TARRYTOWN NY. DETAILS: passive rental income INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 Entity Name: Gen Z LLC Investment related: Y Address:43 Elm St Sleepy Hollow NY 10594 Nature of the other business: Real Estate Position/ Title/ Relationship: Owner / Contractor Start Date: 11/05/2019 Approximate # of hours a month:0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner / Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
S63 Uniform Securities Agent State Law Examination 2011-11-21
  • S66 Uniform Combined State Law Examination
    2023-02-06
  • S63 Uniform Securities Agent State Law Examination
    2011-11-21

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