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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-17 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2017-12-22 |
Branch Locations
777 West Putnam Avenue Suite 300, Greenwich, CT 06831 • United States
New Rochelle, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2009 | 03/2017 |
| Bank Of America, N.A. | New York | NY | 12/2009 | 03/2017 |
| Morgan Stanley | New York | NY | 03/2017 | 11/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2017 | 11/2017 |
| Ameriprise Financial Advisors Inc. | New York | NY | 12/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Business Ownership; Soldi Inc.; used to manage and operate AMPF practice; manage and operate practice.; 575 Lexington Ave New York, NY 10022, ,; Not Investment-Related; 07/01/2019; 0 hours per month; 0 during trading hours / NAD Operating LLC; this is for ameriprise business; this was required to be opened prior to year end and there was a 6 week reporting requirement in New York.; 418 Broadway STE R, , Albany, NY, 12207; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / ZPD Holding LLC; owner; this will be a holding compan; 30 N Gould ST STE R, , Sheridan, WY, 82801; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-09 |
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