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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-05-12
  • FL RA
    APPROVED
    Since 2017-05-12

Branch Locations

301 N Cattleman Road Ste 106, Sarasota, FL 34232 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Sarasota FL 04/2010 Present
Bankers Life Securities, Inc. Sarasota FL 05/2016 Present
Bankers Life Advisory Services Sarasota FL 04/2017 Present
  • 04/2010 → Present
    Bankers Life & Casualty
    Sarasota, FL
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Sarasota, FL
  • 04/2017 → Present
    Bankers Life Advisory Services
    Sarasota, FL
Other Businesses

BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Providing retirement solutions by way of insurance and investments INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2010 ADDRESS: 301 N Cattlemen Rd #106, Sarasota FL 34232, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. RENTAL HOME POSITION: owner NATURE: Rental home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2015 ADDRESS: 28414, St Clair shores MI 48081 DESCRIPTION: Rental property HILLSIDE RETIREMENT COUNSELING, INC. POSITION: owner NATURE: Perform regular business duties. This is set up solely for tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 4902 Cherry Laurel Way, Sarasota FL 34241 DESCRIPTION: Use this corporation for tax purposes. THE HILLSIDE FOUNDATION POSITION: President NATURE: The Hillside Foundation is a non-profit that created to give back to the community and school district that my friends and I grew up in. We are giving away partial scholarships to graduating seniors. We are helping teachers with the cost of classroom needs. Funds are generated through two golf outings we hold through out the year. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2019 ADDRESS: 4902 Cherry Laurel Way, Sarasota FL 34241, United States DESCRIPTION: This is a non-profit that my friends and I started to give back to the community and school district that we grew up in. My job as president is to lead the board members and make sure the fund raising activities generate the funds necessary to provide scholarships.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-22
  • S66 Uniform Combined State Law Examination
    2017-04-22
Other Names
  • Mike Christian Richard

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