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Wesley J Simpson

Fifth Third Securities, Inc.

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-06-10
  • KY RA
    APPROVED
    Since 2021-06-10

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Louisville KY 04/2010 Present
Fifth Third Securities Louisville KY 08/2011 10/2020
Fifth Third Securities Louisville KY 06/2021 Present
  • 04/2010 → Present
    Fifth Third Bank
    Louisville, KY
  • 08/2011 → 10/2020
    Fifth Third Securities
    Louisville, KY
  • 06/2021 → Present
    Fifth Third Securities
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-19
S63 Uniform Securities Agent State Law Examination 2011-11-11
  • S65 Uniform Investment Adviser Law Examination
    2017-09-19
  • S63 Uniform Securities Agent State Law Examination
    2011-11-11
Designations
Other Names
  • Wesley Jarrett Simpson

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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