Kevin David Mccloud

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2016
  Bmo Harris Bank
  Waukesha, WI
• 02/2014 → 10/2016
  Bmo Harris Financial Advisors
  Waukesha, WI
• 10/2016 → 10/2019
  U.S. Bank
  Hartland, WI
• 12/2016 → 10/2019
  U.S. Bancorp Investments, Inc.
  Hartland, WI
• 12/2019 → 12/2022
  U.S. Bancorp Investments, Inc.
  Hartland, WI
• 11/2019 → 12/2022
  U.S. Bank
  Hartland, WI
• 12/2022 → Present
  First Business Bank
  Brookfield, WI
• 03/2023 → Present
  Lpl Financial Llc
  Brookfield, WI

Previous Registrations

• 2020-01-13 → 2022-12-01
  U.S. Bancorp Investments, Inc.
  Hartland, WI
• 2019-10-11 → 2019-11-13
  U.S. Bancorp Investments, Inc.
  Hartland, WI

Other Businesses

1) 02/15/2023 - Investment Services at First Business Bank - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/15/2023 - First Business Bank - Notary - Brookfield, WI 53045 - Investment related - Start date: 03/01/2011

Exams

• S66 Uniform Combined State Law Examination
  2019-10-03
• S63 Uniform Securities Agent State Law Examination
  2011-11-21

Designations

• Chartered Financial Consultant

Other Names

• Kevin D Mccloud