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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| WA | RA | APPROVED | 2023-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Spokane | WA | 06/2008 | 02/2018 |
| J.P. Morgan Securities Llc | Spokane | WA | 10/2012 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-17 |
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