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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
CA RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2024-01-23
  • CA RA
    APPROVED
    Since 2023-01-23

Branch Locations

19500 Plummer Street Ste. G-1, Northridge, CA 91324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Palmdale CA 07/2010 11/2016
Jp Morgan Securities Llc Porter Ranch CA 10/2012 08/2022
Jpmorgan Chase Bank, N.A. Porter Ranch CA 11/2016 08/2022
J.P. Morgan Securities Llc Northridge CA 08/2022 Present
Jpmorgan Chase Bank, N.A. Northridge CA 08/2022 Present
  • 07/2010 → 11/2016
    Jp Morgan Chase Bank
    Palmdale, CA
  • 10/2012 → 08/2022
    Porter Ranch, CA
  • 11/2016 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Porter Ranch, CA
  • 08/2022 → Present
    Northridge, CA
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Northridge, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
S63 Uniform Securities Agent State Law Examination 2014-10-15
  • S66 Uniform Combined State Law Examination
    2023-01-23
  • S63 Uniform Securities Agent State Law Examination
    2014-10-15
Other Names
  • Caress Knecole White
  • Caress Knicole White Ho-King

View on SEC IAPD

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