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Thomas W Newbold

Brighton Jones LLC

Seattle, WA

Scottsdale, AZ

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-12-22
TX RA APPROVED 2020-10-22
  • AZ RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

4211 N Marshall Way Suite 100, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Scottsdale AZ 12/2012 06/2018
Brighton Jones Llc Phoenix AZ 06/2018 Present
  • 12/2012 → 06/2018
    J.P. Morgan
    Scottsdale, AZ
  • 06/2018 → Present
    Brighton Jones Llc
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-17
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    2020-09-17
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15

View on SEC IAPD

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