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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-09-23
  • WA RA
    APPROVED
    Since 2024-09-23

Branch Locations

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 02/2019 09/2020
Cintas Corporation Spokane Valley WA 08/2017 02/2019
Unemployed Spokane WA 01/2017 08/2017
Next It Corp Spokane WA 06/2012 01/2017
Bank Of America, N.A. Spokane WA 05/2019 09/2020
Lpl Financial, Llc Spokane WA 09/2020 08/2024
Financial Advocates Investment Management Spokane WA 09/2020 08/2024
Jmk & Associates, Llc Spokane WA 03/2021 08/2024
Ubs Financial Services, Inc Spokane WA 09/2024 Present
  • 02/2019 → 09/2020
    Spokane, WA
  • 08/2017 → 02/2019
    Cintas Corporation
    Spokane Valley, WA
  • 01/2017 → 08/2017
    Unemployed
    Spokane, WA
  • 06/2012 → 01/2017
    Next It Corp
    Spokane, WA
  • 05/2019 → 09/2020
    Bank Of America, N.A.
    Spokane, WA
  • 09/2020 → 08/2024
    Lpl Financial, Llc
    Spokane, WA
  • 09/2020 → 08/2024
    Financial Advocates Investment Management
    Spokane, WA
  • 03/2021 → 08/2024
    Spokane, WA
  • 09/2024 → Present
    Spokane, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
  • S66 Uniform Combined State Law Examination
    2019-06-03
Other Names
  • Glen Gavin
  • Glen Gaylord Gavin

View on SEC IAPD

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