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Nicholas Kassimis

Wells Fargo Clearing Services, LLC

Yuba City, CA

Roseville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-29
  • CA RA
    APPROVED
    Since 2018-06-29

Branch Locations

1286 Stabler Ln, Yuba City, CA 95993 • United States

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Yuba City CA 10/2012 01/2018
Jpmorgan Chase Bank, N.A. Marysville CA 01/2018 06/2018
Wells Fargo Clearing Services, Llc Roseville CA 06/2018 Present
Previous Registrations
  • 2015-12-09 → 2018-07-11
    J.P. Morgan Securities Llc
    Yuba City, CA
    West Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Paradise, CA
    Oroville, CA
    Sacramento, CA
    Yuba City, CA
    Yuba City, CA
    Marysville, CA
    Marysville, CA
    Marysville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-29
S63 Uniform Securities Agent State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2015-11-29
  • S63 Uniform Securities Agent State Law Examination
    2011-11-16
Other Names
  • Nick D Kassimis
  • Nicholas D Kassimis
  • Nicholas Demitrios Kassimis

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA
OSAIC WEALTH, INC. · YUBA CITY, CA
J.P. MORGAN SECURITIES LLC · YUBA CITY, CA
LPL FINANCIAL LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA
OSAIC WEALTH, INC. · YUBA CITY, CA

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