Nicholas Kassimis

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2018
  J.P. Morgan Securities Llc
  Yuba City, CA
• 01/2018 → 06/2018
  Jpmorgan Chase Bank, N.A.
  Marysville, CA
• 06/2018 → Present
  Wells Fargo Clearing Services, Llc
  Roseville, CA

Previous Registrations

• 2015-12-09 → 2018-07-11
  J.P. Morgan Securities Llc
  Yuba City, CA
  West Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Paradise, CA
  Oroville, CA
  Sacramento, CA
  Yuba City, CA
  Yuba City, CA
  Marysville, CA
  Marysville, CA
  Marysville, CA

Exams

• S66 Uniform Combined State Law Examination
  2015-11-29
• S63 Uniform Securities Agent State Law Examination
  2011-11-16

Other Names

• Nick D Kassimis
• Nicholas D Kassimis
• Nicholas Demitrios Kassimis