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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp | Aptos | CA | 10/2011 | 02/2017 |
| J.P. Morgan Securities Llc | Aptos | CA | 03/2018 | Present |
| J.P. Morgan Securities Llc | San Jose | CA | 02/2017 | 02/2018 |
| Jpmorgan Chase Bank | San Jose | CA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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