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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AL RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

1000 Providence Park Ste 100, Brimingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2001-07-05 → 2003-07-01
    The Advisors Group, Inc.
    Birmingham, AL
Other Businesses

1. DBA: DOUBLEOAK FINANCIAL GROUP LLC, INVESTMENT RELATED ADDRESS IS THE SAME AS OFFICE LOCATION, FINANCIAL PLANNING AND ADVISORY SERVICES, START MAY 2014, 40 HOURS A WEEK DURING -TRADING HOURS, OWNER - CFP 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 3. ROBERT A. EASTERLING, CPA, 5341 RIVERBEND TRAIL BIRMINGHAM AL 35244,INCOME TAX PREPARATION DURING TAX SEASON, APPROXIMATELY 25 HOURS PER MONTH FROM FEBRUARY TO APRIL. 4. NAME OF OTHER BUSINESS: PHILIP MAHAN DAVIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1434, PELHAM, AL 35124 NATURE OF BUSINESS: FOUNDATION START DATE: 05/01/2015 POSITION/TITLE/RELATIONSHIP: CO-TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-TREASURER. 5. NAME OF OTHER BUSINESS: PROVIDENCE PARK OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2201 PROVIDENCE PARK STE 100, BIRMINGHAM, AL 35242; NATURE OF BUSINESS: OFFICE BUILDING OWNERS ASSOCIATION; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ASSIST PRESIDENT OVERSEE ASSOCIATION'S ACTIVITIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-09
  • S66 Uniform Combined State Law Examination
    2001-03-09
Designations
Other Names
  • Andy Easterling

View on SEC IAPD

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