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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
1000 Providence Park Ste 100, Brimingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. DBA: DOUBLEOAK FINANCIAL GROUP LLC, INVESTMENT RELATED ADDRESS IS THE SAME AS OFFICE LOCATION, FINANCIAL PLANNING AND ADVISORY SERVICES, START MAY 2014, 40 HOURS A WEEK DURING -TRADING HOURS, OWNER - CFP 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 3. ROBERT A. EASTERLING, CPA, 5341 RIVERBEND TRAIL BIRMINGHAM AL 35244,INCOME TAX PREPARATION DURING TAX SEASON, APPROXIMATELY 25 HOURS PER MONTH FROM FEBRUARY TO APRIL. 4. NAME OF OTHER BUSINESS: PHILIP MAHAN DAVIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1434, PELHAM, AL 35124 NATURE OF BUSINESS: FOUNDATION START DATE: 05/01/2015 POSITION/TITLE/RELATIONSHIP: CO-TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-TREASURER. 5. NAME OF OTHER BUSINESS: PROVIDENCE PARK OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2201 PROVIDENCE PARK STE 100, BIRMINGHAM, AL 35242; NATURE OF BUSINESS: OFFICE BUILDING OWNERS ASSOCIATION; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ASSIST PRESIDENT OVERSEE ASSOCIATION'S ACTIVITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-09 |
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