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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-20
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

1000 Providence Park Suite 250, Birmingham, AL 35242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 02/2010 02/2025
Darryl R Wilson Birmingham AL 01/2012 Present
Cetera Wealth Services, Llc Birmingham AL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 02/2010 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 01/2012 → Present
    Darryl R Wilson
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Birmingham, AL
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-02-11 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2008-09-30 → 2010-02-03
    First Legacy Securities, Llc
    Montgomery, AL
    Helana, AL
  • 2005-06-22 → 2008-09-26
    Sunset Financial Services, Inc.
    Helena, AL
    Helena, AL
  • 2002-08-16 → 2005-06-14
    Birmingham, AL
  • 2000-06-29 → 2002-08-21
    Prudential Equity Group, Llc
    Birmingham, AL
Other Businesses

PROVIDENT PARTNERS LLC; Investment Related; 1000 Providence Park, Ste 250, Birmingham, AL 35242; Adviser; Start Date 11/2017; 140 hours per month; My securities and life and annuity insurance business is conducted under the auspices of Provident Partners LLC. >> PROVIDENT PLANNING LLC; Investment Related; 1000 Providence Park, Ste 250, Birmingham, AL 35242; Adviser; Start Date 11/2017; 60 hours per month; I maintain direct as well as BGA life insurance appointments with various insurance companies.>> DARRYL R WILSON; Non-Investment Related; Residence; Tax Preparer; Start Date 10/2011; 3 hours per month; I have a handful of individuals, families and clients who have requested I prepare their tax returns each year. I charge a nominal fee to perform the work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-21
S63 Uniform Securities Agent State Law Examination 2000-05-23
  • S65 Uniform Investment Adviser Law Examination
    2000-06-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-23
Other Names
  • Darryl R. Wilson
  • Darryl R Wilson

View on SEC IAPD

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